How does an SMPS Power Supply Work?

How does an SMPS Power Supply Work?
How does an SMPS Power Supply Work?

In this article, we’ll go into detail, how an SMPS or Switched Mode Power Supply works on a control board. We’ll talk about how the input filter works, initial rectification or conversion of AC into DC voltage, the switching circuit, high frequency transformer and galvanic isolation, feedback control circuit, and output rectification and filter. We’ll also discuss how some of these functional areas can fail, as well as what voltage references to use when troubleshooting.

What is an SMPS Power Supply?

As opposed to a simple linear power supply, which immediately steps the AC input voltage down to a low voltage, rectifies it, and filters it, SMPS supplies are more complicated. They operate at a much higher frequency and are thus able to use much smaller inductive and capacitive components in their design. This cuts component costs, and results in a more efficient voltage conversion.

SMPS Block Diagram
SMPS Block Diagram

SMPS Walkthrough on a Control Board

On the sample refrigerator control board, the line voltage comes in, passes through a fuse, and encounters a capacitor in parallel with L1 and Neutral. This capacitor resists rapid changes in voltage, which reduces high frequency noise. Also in parallel with L1 and Neutral, is an MOV, or metallic Oxide Varistor. This device has almost infinite resistance below a certain voltage, but approaches 0 ohms above a threshold, such as 400v. Such as in the case of a voltage surge caused by nearby lightning – resulting in the MOV taking out the fuse, and protecting the sensitive upstream circuitry.

Metal Oxide Varistor Characteristics
Metal Oxide Varistor Characteristics

Next is the EMI filter, which includes a common mode choke and additional capacitors. The EMI filter reduces high-frequency noise created by power supply, and reduces how much of that noise is fed back into the house supply.

SMPS EMI filter.
SMPS (switched mode power supply) EMI filter.

The common mode choke, designated by the yellow arrow, functions as a specialized dual inductor that resists high frequency current spikes originating from the power supply and is present on both lines (L1 and Neutral) simultaneously.

Common mode choke illustration.
Common mode choke.

Its purpose is to prevent such noise, which occurs on both lines, from entering the house supply – as depicted in the image insert below.

Common mode choke attenuating SMPS noise.
Common mode choke attenuating SMPS noise.

At the same time, it allows the low frequency cycling current of the 60 Hz sine wave to pass through without hindrance because normal current that flows in a circle is largely ignored by the behavior of this type of inductor – as shown.

Common mode choke theory.
Common mode choke allowing normal differential current flow.

 Next, the 120v AC line voltage is rectified by these four diodes, which are configured as a bridge rectifier.

Full wave bridge rectifier composed of four diodes.
Full wave bridge rectifier composed of four diodes.

This rectifier transforms the AC waveform into a full wave rectified signal, which peaks at 170V (the peak value of the 120v RMS input voltage. This rectified signal charges the filter capacitors to approximately 170VDC as shown in the image below.

Rectified DC voltage of 170 volts DC on power supply primary.
Rectified DC voltage of 170 volts DC on power supply primary.

During the initial power-on the two large filter capacitors shown below, are prompted to charge instantaneously from sudden appearance of the rectified waveform. Since capacitors resist such instantaneous charging, a large amount of current flows into them. This current surge can be upwards of 50 amps. However, to protect the fuse from blowing due to this current spike, a low-value, high-wattage resistor is used. This resistor effectively absorbs the energy by inducing a temporary voltage drop (voltage = resistance x current) across it. As a result, the fuse is protected from blowing when you plug in the refrigerator and initially charge the capacitors.

Current surge absorption resistor.
Current surge absorption resistor.

Potential failures in this circuit block include diodes shorting out and blowing the fuse after a voltage surge that exceeds the reverse voltage rating of such diodes.

Primary side power supply failures - shorted rectifier diodes.
Primary side power supply failures – shorted rectifier diodes.

Additionally, the capacitors may develop high Equivalent Series Resistance (ESR), causing them to be ineffective in filtering out AC ripple in the rectified signal.

High ESR electrolytic capacitors in primary side of power supply.
High ESR electrolytic capacitors in primary side of power supply.

As a result, the power output from the supply could be reduced. Symptoms of such issues may include the power supply struggling to meet demands, a flashing display on the interface board, or a cyclical clunking noise.

Insufficient filtering by electrolytic capacitors in primary DC supply.
Insufficient filtering by electrolytic capacitors in primary DC supply.

The below circled component acts as the power supply switching element, operating in series with the primary of the transformer at a high frequency. (It is specifically designed for SMPS or switch mode power supplies, and contains a high power transistor and supporting circuitry in the form of an IC with a heat sink). It is prone to failure, especially during voltage surges. Its purpose is to convert the DC stored in the capacitors into an AC voltage across the primary.

Switching device in primary of SMPS power supply.
Switching device in primary of SMPS power supply.

Consequently, an AC voltage appears across the secondary, which is much lower than that across the primary – to meet the system’s low voltage requirements.

Current flow in SMPS transformer.
Current flow in SMPS transformer.

The secondary side of the transformer is isolated from the primary side because there is no direct connection between the two windings. This prevents a direct path for the current flow between the two transformer sides. Thus the output of the low voltage DC side of the board is does not seek earth ground or line voltage. This principle is known as galvanic isolation and helps protect the user of the appliance from electrical shock by not providing a voltage potential that seeks earth ground.

Galvanic isolation provided by SMPS transformer.
Galvanic isolation provided by SMPS transformer.

The AC voltage on the secondary is rectified by a single diode, resulting in a 13VDC stored across the capacitors.

SMPS Secondary Rectification
Rectification on secondary of SMPS.

SMPS supplies require feedback from the secondary to the primary side so that the output voltage can be regulated. Feedback is provided by an opto-isolator, which helps maintains the aforementioned galvanic isolation between the two sides using an LED and photosensor.

SMPS feedback via optoisolator
SMPS feedback via optoisolator

The presence of the internal LED light directly correlates with the voltage on the secondary. As the secondary’s voltage increases, the optocoupler’s LED turns on – telling the primary side that the secondary has reached its target voltage. Consequently, a PWM (pulse width modulation) signal decreases the duty cycle of the switching element so that less average voltage appears across the transformer’s primary and correspondingly, across its secondary.

SMPS optoisolator causing PWM duty cycle decrease.
SMPS optoisolator causing PWM duty cycle decrease.

Recommended Multimeter for Appliance Repair

Klein CL800 Multimeter
Klein CL800. Recommended Meter for Appliance Repair

Conversely, when the LED turns off, a the PWM duty cycle increases , ultimately increasing the voltage induced on the secondary.

SMPS optoisolator causing PWM duty cycle increase.
SMPS optoisolator causing PWM duty cycle increase.

In this way, with the help of the optoisolator, the power supply maintains a regulated 13VDC output on the secondary.

SMPS regulated 13VDC output
SMPS regulated 13VDC output on the WR55x10942 motherboard.

This common 7805 regulator (the 5 meaning 5v), further reduces the 13V to 5VDC, supplying power to the microcontroller and other 5V-dependent circuits. This power supply operates continuously to maintain constant power to the microcontroller.

7805 five volt linear regulator in an SMPS.
7805 five volt linear regulator further decreases SMPS output.

On the secondary side of the switched-mode power supply (SMPS), a common failure can occur with the filter capacitors. Due to the high operating frequency (>10kHz), these capacitors can be physically small yet still be required to handle substantial current. This leads to increased power dissipation and associated operating temperature, and evaporation of electrolyte – ultimately resulting in high Equivalent Series Resistance (ESR). Symptoms of this may resemble those of primary side capacitor failure, with the power supply struggling to meet demands.

SMPS secondary electrolytic filter capacitor failures.
SMPS secondary electrolytic filter capacitors.

Additionally, the resulting high-frequency ripple on the secondary can introduce noise in DC loads.

Failing electrolytic capacitors in SMPS and high frequency ripple.
Failing electrolytic capacitors in SMPS cause high frequency ripple.

Voltage Measurement and Referencing Considerations

While the output of some control boards is directly tied to chassis ground, others are isolated from the chassis.

Voltage measurement referencing considerations on a control board.
Voltage measurement referencing considerations on a control board.

In cases like that, when troubleshooting or measuring voltages on the low voltage side, you would use board-ground, rather than chassis ground.

Voltage measurement referencing considerations on a control board.
Voltage measurement referencing considerations on a control board.

Also note that when measuring voltages on the primary side of the power supply, you will reference neutral until the voltage is rectified. Once rectified, a virtual ground is created by the bridge rectifier as shown below. That virtual ground would be the basis for DC voltage measurements on the primary side of the power supply.

Virtual ground on primary side of a control board at bridge rectifier.
Virtual ground on primary side of a control board.

Note that you will never want to use the LoZ mode of a voltmeter when measuring voltages in this section of the power supply primary- because the delicate balance of the SMPS power supply’s operation can be severely impacted by the relatively low impedance of the meter, and could very likely result in catastrophic failure of the supply and risk of injury to the Technician.

Don't use a LoZ meter troubleshoot SMPS power supplies.
Using a LoZ meter to take measurements can damage an SMPS power supply.

Summary

In this article we detailed the operation and theory behind the SMPS power supply, galvanic isolation, feedback, and failure points. We also discussed troubleshooting reference points and some dos and don’ts regarding live troubleshooting.

Disclaimer

This blog is intended for experienced or supervised technicians. Always take appropriate safety precautions when dealing with live circuits. For informational purposes only. Utilize the concepts in this blog at your own risk. The Tech Circuit or Steve Morrison assumes no responsibility or liability for any errors or emissions in the content of this blog. The information contained in this blog is provided on an as is basis with no guarantees of completeness, accuracy, usefulness, or timeliness. Never attempt to repair circuit boards in appliances or HVAC systems unless you are directly supervised by a licensed professional engineer and doing so under approved ISO and UL processes.

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